· Name of Issuer: - Symphony CLO 40, Ltd and Symphony CLO 40, LLC
· Description of Securities: - Class B Senior Secured Floating Rate Notes due January 14, 2034 – Rule 144A Notes
· Nominal Amount of Securities: - $44,000,000
· Listing Classification: - Section IIIB – International Issuers of Debt Securities
· Method of Listing: - Private Placement to Qualified Investors
· Date of Admission to Listing: - November 22, 2023
· Listing Sponsor: - Walkers Listing Services (Bermuda) Limited
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